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California Penal Code §1001.36Mental Health Diversion

PC §1001.36 authorizes pretrial mental health diversion for defendants suffering from a qualifying DSM-5-TR mental disorder — including bipolar disorder, schizophrenia, PTSD, and major depressive disorder — where the disorder was a significant factor in the offense. Successful completion (up to 2 years) results in dismissal and sealing under §1001.36(h).

Reviewed by Daniel S. Rubin, CA Bar 302093 · Los Angeles Criminal Defense Attorney · Mental Health Diversion Cases in All LA County Courts

01 — Quick Facts

PC §1001.36 — Mental Health Diversion at a Glance

FactDetail
Full NameCalifornia Penal Code §1001.36 — Mental Health Diversion
Code TypePenal Code (PC)
ClassificationPretrial diversion statute (misdemeanor + most felony)
Diversion LengthUp to 1 year (misdemeanor) or 2 years (felony)
Outcome on SuccessDismissal + arrest-record sealing under §1001.36(h)
Eligible DisordersAny current DSM-5-TR diagnosis except antisocial PD, borderline PD, pedophilia
Excluded Offenses§187 murder, §667.61 One-Strike sex offenses, §288 lewd act on child under 14, §11418 WMD
Key Amendment (2023)SB 1223 restructured eligibility — court MUST grant if presumption met
Standard of ProofPreponderance of the evidence
Discovery to DAMental health records shared only with treatment provider — not DA
RestitutionFull restitution required as diversion condition
If ChargedCall (213) 723-2337 immediately

01 — What Is PC §1001.36?

What Is California Penal Code §1001.36?

PC §1001.36 Reads:

"On an accusatory pleading alleging the commission of a misdemeanor or felony offense, the court may, after considering the positions of the defense and prosecution, grant pretrial diversion to a defendant if the defendant satisfies the eligibility requirements ... and the court determines that the defendant is suitable for that diversion."

California Penal Code §1001.36(a)

§1001.36 is one of California's most powerful post-conviction-avoidance tools. Introduced by AB 1810 (2018) and dramatically expanded by SB 1223 (2023), it lets a court suspend criminal proceedings and place a mentally disordered defendant into a court-approved treatment program. If treatment succeeds, the case is dismissed and the arrest sealed — as though the offense never occurred.

SB 1223 Presumption (2023)

Under SB 1223 amendments, the court presumes eligibility once (1) a qualifying diagnosis is shown and (2) the disorder was a significant factor in the offense. The prosecution then bears the burden of rebutting suitability. This shifted the statute from discretionary to substantially mandatory for eligible defendants.

02 — Elements of the Crime

Elements the Prosecution Must Prove Under PC §1001.36

Defendant must satisfy six eligibility criteria under §1001.36(b).

01

Qualifying DSM Diagnosis

Current diagnosis of a DSM-5-TR mental disorder, established by a qualified mental health expert.

Defense angle: Retain a forensic psychologist or psychiatrist early — DSM diagnosis must be current and documented.
02

Significant Factor in Offense

The disorder was a significant factor in the commission of the offense.

Defense angle: Post-SB 1223: if a defense expert opines nexus, the burden shifts to the DA to rebut.
03

Treatable Condition

In the expert's opinion, defendant's symptoms would respond to mental health treatment.

Defense angle: Treatment plan and provider identification are prerequisites — pretrial planning is essential.
04

Consent to Diversion

Defendant consents to diversion and waives speedy-trial rights.

Defense angle: Client must be advised of restitution, treatment length, and consequences of noncompletion.
05

Agreement to Treatment

Defendant agrees to comply with the treatment plan.

Defense angle: Noncompletion returns the case to normal prosecution — advise realistic assessment of capacity.
06

Not Unreasonable Public Safety Risk

Diversion will not pose an unreasonable risk of danger to public safety.

Defense angle: Rebuttable — treatment plan intensity and secured placement address public-safety concerns.

04 — Penalties

Penalties for PC §1001.36 Mental Health Diversion in California

§1001.36 replaces standard penalties with treatment and results in dismissal.

ChargeCodePrison TermProbationStrike
Misdemeanor DiversionPC §1001.36 (misdo)Up to 1 year diversion + treatment; dismissal on completionReplaced by diversionN/A
Felony DiversionPC §1001.36 (felony)Up to 2 years diversion + treatment; dismissal on completionReplaced by diversionN/A
NoncompletionPC §1001.36(f)Diversion revoked — case returns to normal prosecutionStandardPer underlying charge

Sentencing Enhancements

SB 1223 Presumption

PC §1001.36(b)(3)

Court presumes the disorder was a significant factor when the defense expert so opines — DA must rebut.

Restitution Requirement

PC §1001.36(c)(1)

Full victim restitution is a mandatory diversion condition.

Record Sealing

PC §1001.36(h)

Successful completion seals the arrest record — deemed never to have occurred for most purposes.

Additional Consequences Beyond Prison

  • No conviction on record — arrest sealed on completion
  • No PC §290 registration (successful completion)
  • No immigration conviction (§1001.36 dismissal is not a 'conviction' under 8 U.S.C. §1101(a)(48))
  • No firearm bar from the underlying charge (successful completion)
  • Professional-licensing consequences typically avoided

05 — Defense Strategies

How Rubin Law Defends PC §1001.36 Mental Health Diversion Charges

§1001.36 is offense-side and outcome-side strategy — not element defense.

Expert-Driven Eligibility Motion

Retain a forensic mental-health expert (psychiatrist / neuropsychologist) to document diagnosis, nexus to offense, and treatment plan.

Expert

SB 1223 Presumption Argument

Once expert nexus opinion is filed, the burden shifts to the DA to rebut the significant-factor presumption.

SB 1223

Public-Safety Rebuttal Package

Secured residential placement, medication compliance monitoring, and step-down plan neutralize the public-safety objection.

Safety

Combined With Other Diversion Tracks

For sex-offense-adjacent conduct, consider §1001.95 misdo diversion or §1000 drug diversion as parallel or fallback tracks.

Track

Failure-to-Comply Litigation

Where a diversion violation is alleged, contest the alleged noncompletion or seek reinstatement under §1001.36(f)(2).

Revocation

07 — Court Process

How PC §1001.36 Mental Health Diversion Cases Move Through Los Angeles Courts

§1001.36 diversion requires early expert engagement and structured motion practice.

  1. 1

    Step 1Case Screening

    Attorney reviews charges, criminal history, and mental-health treatment history to gauge eligibility.

  2. 2

    Step 2Expert Retention

    Forensic psychiatrist / psychologist retained to establish diagnosis and nexus opinion.

  3. 3

    Step 3Diversion Motion Filed

    §1001.36 motion filed with supporting expert report and proposed treatment plan.

  4. 4

    Step 4Hearing on Eligibility

    Court considers expert report, DA's rebuttal, and public-safety analysis.

  5. 5

    Step 5Diversion Ordered

    Court suspends proceedings, orders treatment, sets progress hearings (typically 6-month intervals).

  6. 6

    Step 6Completion & Dismissal

    Successful completion → charge dismissed and record sealed under §1001.36(h).

Reviewed by Your Attorney

Daniel S. Rubin — Los Angeles Mental Health Diversion Defense Attorney

Daniel S. Rubin has defended clients charged with mental health diversion and related offenses in Los Angeles County courts — including Clara Shortridge Foltz, Van Nuys, Compton, and Pomona. He understands that these cases are won in the details: the suppression hearing that eliminates key evidence, the preliminary hearing cross-examination that exposes a weak witness, the penalty phase argument that keeps a client out of the worst outcome.

This page was written and reviewed by Daniel A. Rubin, Los Angeles criminal defense attorney, CA State Bar 302093, with 10+ years of experience defending clients charged under PC §1001.36 in Los Angeles County. Last reviewed: July 2026.

CA Bar 302093 | Whittier Law School | Rising Star — Super Lawyers 2019–2023 | Mental Health Diversion Cases Throughout LA County

See our full Mental Health Diversion defense practice

09 — FAQs

PC §1001.36 Mental Health Diversion Questions — Los Angeles

What offenses are excluded from PC §1001.36?

Murder (§187/§189), voluntary manslaughter (§192(a)), §667.61 One-Strike offenses, §288 lewd act on child under 14, weapons of mass destruction (§11418), and rape/forcible sex offenses (§261/§289(a) when victim under 14). Most other misdemeanors and felonies are eligible.

Does the DA see my mental health records?

No. Under §1001.36(b)(2), mental-health records are shared with the treatment provider and court — not the prosecutor's file.

How long does §1001.36 diversion last?

Up to 1 year for misdemeanors, up to 2 years for felonies. Progress hearings typically occur every 6 months.

What happens if I don't complete treatment?

Under §1001.36(f), the court may reinstate the criminal proceedings. Reinstatement is not automatic — reinstatement or continuation is at the court's discretion after a violation hearing.

Available 24/7 — Free Consultation

Facing Charges With a Mental Health History?

§1001.36 is Rubin Law's core diversion practice — expert-driven motions with dismissal outcomes. (213) 723-2337.